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PART 2

The Compliance Review Process


Can a Requester Seek Confidentiality of Identity?

A requester can insist that their identities be kept confidential but anonymous requests will not be accepted.

Before you can submit a request for a compliance review, you must first go through the consultation phase by filing a complaint with the Special Project Facilitator. For more information on the consultation phase, visit www.adb.org/spf.

Sample Request for a Compliance Review
(Translation in various languages are available at http://compliance.adb.org)


Date of this request: _________

To:
Secretary, Compliance Review Panel
Asian Development Bank (ADB)
6 ADB Avenue
Mandaluyong City 1550, Philippines
Tel +632 632 4149
Fax +632 636 2088
E-mail crp@adb.org

Dear Secretary:

We, who have signed this letter, live in [INSERT PLACE OF RESIDENCE]

_____________________________, which is affected by the following ADB project: [INSERT NAME OF ADB PROJECT]...............("the project").

We request that the Compliance Review Panel (CRP) help us by investigating whether ADB has complied with its operational policies and procedures regarding the project. We understand that the CRP must first determine whether our request is eligible.

We believe that ADB failed to follow its operational policies and procedures, especially in relation to: [INSERT LIST OF ADB's OPERATIONAL POLICIES AND PROCEDURES ALLEGED TO HAVE BEEN VIOLATED]

____________________________________________________________________________.

Due to ADB's failure to comply with these operational policies and procedures, we have suffered, or may suffer, damage or harm described below: [INSERT DESCRIPTION OF DAMAGE OR HARM ALLEGED TO HAVE BEEN CAUSED BY ADB's NONCOMPLIANCE]_______________________________________.

Due to ADB's failure to comply with these operational policies and procedures, we have suffered, or may suffer, damage or harm described below: [INSERT DESCRIPTION OF DAMAGE OR HARM ALLEGED TO HAVE BEEN CAUSED BY ADB's NONCOMPLIANCE]_______________________________________.

We would like ADB to remedy the harm in the following manner:_____________________________________ ____________________________________________________________.

We have previously raised our concerns with ADB staff and with ADB's Special Project Facilitator. This is a brief record of what happened:_______________________________________________________.

We now request the CRP to investigate whether ADB has complied with its operational policies and procedures because [we do not believe that the attempts to solve the problems have been purposeful] OR [we still believe that there is an issue of ADB's noncompliance] OR [we are not satisfied with the outcome of the complaint procedure to date for the following reasons: [INSERT REASONS FOR UNSATISFACTORY OUTCOME OF CONSULTATIONS WITH ADB]

Aside from the information provided above, there are other documents that may help the CRP in assessing our request for compliance review. We attach a list of those documents and their sources.

Our names, addresses, and contact information are provided below.

____________________               ____________________
Signature                                           Signature


[Address, telephone and fax numbers, and email for each person, where available]

(If the requesters are being represented by an association or another group, please include the text below.)

We, _______________________________ (name of the representative), represent the above-named requesters. Please contact us through the following:

Name, Title, and Affiliation
Address:
Additional contact information:
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